Directives

SWX Europe's directives contain regulatory provisions issued by SWX Europe from time to time to inform members of operational procedures and requirements.

No.DescriptionDateDownload
01Admission and Membership Procedures03.03.2008
02Registration of Individuals03.03.2008
03Market Days, Phases and Hours03.03.2008
04Orders, Off-order Book Trades and their Attributes11.08.2008
05Price Steps and Round Lots11.08.2008
06Extraordinary Situations03.03.2008
07Emergency Situations (System Failure)03.03.2008
08Handling of Mistrades11.08.2008
09Fees11.08.2008
10Use of Market Information Disseminated via the Trading System 03.03.2008
11Default Procedures03.03.2008
12Discipline and Appeal Procedures03.03.2008
13Settlement Discipline03.03.2008
14Admission of Securities to Trading (Deleted 01.11.2007).. 
15Order Routing and other Automated Systems03.03.2008
16UK Panel on Takeovers and Mergers03.03.2008
17Exchange Traded Funds29.05.2008
18Counterparty Credit Default Risk (Deleted 15.09.2003).. 
19Separate Line Trading11.08.2008
20Clearing03.03.2008
21SWX Swiss Block11.08.2008